A recent EAT decision suggests substance misuse policies could be sharper. Photo: Shutterstock

Wednesday 24th June 2015

Blurred edges

Is your substance misuse policy as clear as it could be?

A recent employment tribunal’s decision carries with it a health warning for employers: better apply your substance misuse policies with caution.

Mr McElroy, a healthcare assistant, showed up for work (that being the Cambridge Community Health Services NHS Trust) smelling of alcohol. Concerned that he posed a risk to service users, his employer suspended him pending an investigation.

Mr McElroy was also referred to the Trust’s Occupational Health department.

A disciplinary hearing was scheduled to consider the charge that he had ‘reported at work under the influence of alcohol’.

When the Employer received the OH report, they found it unsatisfactory. It had been based on information supplied entirely by Mr McElroy which left out some significant details.

It made no reference to Mr McElroy’s previous admission to hospital with a condition commonly related to alcohol misuse. Also, Mr McElroy had given inconsistent explanations for the smell.

When the employer asked Mr McElroy to return to OH for an assessment to explore these issues, he refused to attend.

Mr McElroy was dismissed for gross misconduct, not only for the alcohol smell but also, according to his dismissal letter, for refusing to attend the second OH assessment.

Misuse policy misused

The employment tribunal ruled that his dismissal was unfair. While it was reasonable for the employer to believe he had been drinking alcohol prior to his shift, this, in itself, was not a breach of the policy the employer was seeking to rely upon.

The Trust’s substance misuse policy defined unfitness to work due to the effect of drink as being incapable of functioning effectively at work. There had been no evidence to show that this was the case and therefore there had been no breach.

Moreover, the Tribunal ruled that the additional grounds for dismissing the employee, namely his refusal to obey the reasonable management instruction to attend the second OH assessment, was unfair because the employee had been given no prior warning that this could be potential grounds for dismissal.

This case illustrates the need for employers to ensure that they follow their procedure and keep their disciplinary process and policies under review.

In particular, when applying any particular policy as the basis for gross misconduct an employer must be clear about what constitutes a breach of that policy.

About the author

Helen Donnelly

Helen is a Legal Adviser at Law at Work, and also an accomplished cabaret performer. She has a particular passion for employment law because it demands a people-centred, plain speaking, practical approach.